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시장 규제 · 2012. 5. 10.1 분 읽기
Destra Capital Investments LLC and Destra Unit Investment Trust; Notice of Application
로컬 자동 번역 · 원본 출처 언어
요약
Summary of Application: Applicants request an order to permit certain unit investment trusts to: (a) Impose sales charges on a deferred basis and waive deferred sales charges in certain cases; (b) offer unitholders certain exchange and rollover options; (c) publicly offer units without requiring the Depositor to take for its own account $100,000 worth of units; and (d) distribute capital gains resulting from the sale of portfolio securities within a reasonable time after receipt.
원본 출처 언어: Federal Register — SEC원문 발표 열기 →