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Regulação de mercados · 10/05/20121 min de leitura
Destra Capital Investments LLC and Destra Unit Investment Trust; Notice of Application
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Resumo
Summary of Application: Applicants request an order to permit certain unit investment trusts to: (a) Impose sales charges on a deferred basis and waive deferred sales charges in certain cases; (b) offer unitholders certain exchange and rollover options; (c) publicly offer units without requiring the Depositor to take for its own account $100,000 worth of units; and (d) distribute capital gains resulting from the sale of portfolio securities within a reasonable time after receipt.
Idioma original da fonte: Federal Register — SECAbrir o comunicado original →