市場規制 · 2012/5/101 分で読めます
Destra Capital Investments LLC and Destra Unit Investment Trust; Notice of Application
ローカル自動翻訳 · 情報源の原言語
概要
Summary of Application: Applicants request an order to permit certain unit investment trusts to: (a) Impose sales charges on a deferred basis and waive deferred sales charges in certain cases; (b) offer unitholders certain exchange and rollover options; (c) publicly offer units without requiring the Depositor to take for its own account $100,000 worth of units; and (d) distribute capital gains resulting from the sale of portfolio securities within a reasonable time after receipt.