この記事の翻訳を準備しています。それまでの間、英語の原文を表示します。
市場規制 · 2004/9/91 分で読めます
Prohibition on the Use of Brokerage Commissions To Finance Distribution
ローカル自動翻訳 · 情報源の原言語
概要
The Securities and Exchange Commission is adopting amendments to the rule under the Investment Company Act of 1940 that governs the use of assets of open-end management investment companies ("funds") to distribute their shares. The amended rule prohibits funds from paying for the distribution of their shares with brokerage commissions. The amendments are designed to end a practice that poses significant conflicts of interest and may be harmful to funds and fund shareholders.
情報源の原言語: Federal Register — SEC原文の発表を開く →