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Prohibition on the Use of Brokerage Commissions To Finance Distribution
Lokale automatische Übersetzung · Originalsprache der Quelle
Zusammenfassung
The Securities and Exchange Commission is adopting amendments to the rule under the Investment Company Act of 1940 that governs the use of assets of open-end management investment companies ("funds") to distribute their shares. The amended rule prohibits funds from paying for the distribution of their shares with brokerage commissions. The amendments are designed to end a practice that poses significant conflicts of interest and may be harmful to funds and fund shareholders.
Originalsprache der Quelle: Federal Register — SECOriginalquelle öffnen →