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Regolamentazione dei mercati · 09/09/20041 min di lettura
Prohibition on the Use of Brokerage Commissions To Finance Distribution
Traduzione automatica locale · Lingua originale della fonte
Riepilogo
The Securities and Exchange Commission is adopting amendments to the rule under the Investment Company Act of 1940 that governs the use of assets of open-end management investment companies ("funds") to distribute their shares. The amended rule prohibits funds from paying for the distribution of their shares with brokerage commissions. The amendments are designed to end a practice that poses significant conflicts of interest and may be harmful to funds and fund shareholders.
Lingua originale della fonte: Federal Register — SECApri il comunicato originale →