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Régulation des marchés · 09/09/20041 min de lecture
Prohibition on the Use of Brokerage Commissions To Finance Distribution
Traduction automatique locale · Langue originale de la source
Résumé
The Securities and Exchange Commission is adopting amendments to the rule under the Investment Company Act of 1940 that governs the use of assets of open-end management investment companies ("funds") to distribute their shares. The amended rule prohibits funds from paying for the distribution of their shares with brokerage commissions. The amendments are designed to end a practice that poses significant conflicts of interest and may be harmful to funds and fund shareholders.
Langue originale de la source: Federal Register — SECOuvrir le communiqué original →