BN Business News
Business MapsBusiness insights⌕ Search Business News
Add your company to Business Communicator →

Regulation & law · 05/11/20261 min read

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 1240.03 (Senior Leader Regulatory Element Interim Program) To Establish an Interim Program of Regulatory Element Continuing Education

Summary

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 1240.03 (Senior Leader Regulatory Element Interim Program) To Establish an Interim Program of Regulatory Element Continuing Education.

Original source language: Federal Register — SECOpen original release →

Explore insights

Business insights →
6

Regulation & law · 10/31/2026

Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.23 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week

23 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week.

Read summary →

Regulation & law · 10/31/2026

Self-regulatory organizations; MIAX Sapphire, LLC; Notice of filing and immediate effectiveness of a proposed rule change To amend fees and rebates for professional customer orders for QCC and cQCC transactions and establish a tiered fee structure for away market maker facilitation of customer QFO or cQFO

Self-regulatory organizations; MIAX Sapphire, LLC; Notice of filing and immediate effectiveness of a proposed rule change to amend fees and rebates for professional customer orders for QCC and cQCC transactions and establish a tiered fee structure for facilitating away market maker clients' QFO or cQFO.

Read summary →

Regulation & law · 10/30/2026

Self-regulatory organizations; Investors Exchange LLC; Notice of filing and immediate effectiveness of proposed rule change pursuant to IEX Rule 15.110 (a) and (c) To amend the fee schedule of the exchange in order to adopt transaction fees and routing fees

Self-regulatory organizations; Investors Exchange LLC; Notice of filing and immediate effectiveness of proposed rule change pursuant to IEX Rule 15. 110(a) and (c) To amend the fee schedule of the exchange to adopt transaction fees and routing fees.

Read summary →