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Regulation & law · 05/11/20261 min read

Self-regulatory organizations; NYSE Texas, Inc.; Notice of filing and immediate effectiveness of proposed rule change to adopt new rule 8a To provide for the listing of acquisition companies

Summary

Self-regulatory organizations; NYSE Texas, Inc.; Notice of filing and immediate effectiveness of proposed rule change to adopt new rule 8a To provide for the listing of acquisition companies.

Original source language: Federal Register — SECOpen original release →

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Regulation & law · 11/5/2026

Self-regulatory organizations; Financial Industry Regulatory Authority, Inc.; Notice of filing and immediate effectiveness of a proposed rule change to adopt FINRA Rule 1240.03 (Senior Leader Regulatory Element Interim Program) To establish an interim program of regulatory element Continuing Education

Self-regulatory organizations; Financial Industry Regulatory Authority, Inc. ; Notice of filing and immediate effectiveness of a proposed rule change To adopt FINRA Rule 1240. 03 (Senior Leader Regulatory Element Interim Program) To establish an interim program of regulatory element continuing education.

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Regulation & law · 11/4/2026

Self-regulatory organizations; Nasdaq Texas, LLC; Notice of filing and immediate effectiveness of a proposed rule change To amend the exchange's transaction fees at equity 7, sections 115 and 130, to delete outdated references to the CORE FIX Order Entry Protocol

Self-regulatory organizations; Nasdaq Texas, LLC; Notice of filing and immediate effectiveness of a proposed rule change To amend the exchange's transaction fees at equity 7, sections 115 and 130, to delete outdated references to the CORE FIX Order Entry Protocol.

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Regulation & law · 10/30/2026

Self-regulatory organizations; Investors Exchange LLC; Notice of filing and immediate effectiveness of proposed rule change pursuant to IEX Rule 15.110 (a) and (c) To amend the fee schedule of the exchange in order to adopt transaction fees and routing fees

Self-regulatory organizations; Investors Exchange LLC; Notice of filing and immediate effectiveness of proposed rule change pursuant to IEX Rule 15. 110(a) and (c) To amend the fee schedule of the exchange to adopt transaction fees and routing fees.

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