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Regulation & law · 30/10/20261 min read

Self-regulatory organizations; Investors Exchange LLC; Notice of filing and immediate effectiveness of proposed rule change pursuant to IEX Rule 15.110 (a) and (c) To amend the fee schedule of the exchange in order to adopt transaction fees and routing fees

Summary

Self-regulatory organizations; Investors Exchange LLC; Notice of filing and immediate effectiveness of proposed rule change pursuant to IEX Rule 15. 110(a) and (c) To amend the fee schedule of the exchange to adopt transaction fees and routing fees.

Original source language: Federal Register — SECOpen original release →

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Regulation & law · 10/29/2026

Self-regulatory organizations; Investors Exchange LLC; Notice of filing and immediate effectiveness of proposed rule change to modify the behavior of discretionary peg orders if they are received by the exchange during a period of quote instability or quotation imbalance

Self-regulatory organizations; Investors Exchange LLC; Notice of filing and immediate effectiveness of proposed rule change to modify the behavior of discretionary peg orders if they are received by the exchange during a period of quote instability or quote imbalance.

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Regulation & law · 10/29/2026

Self-regulatory organizations; Financial Industry Regulatory Authority, Inc.; Notice of filing and immediate effectiveness of a proposed rule change to amend FINRA Rules To address binary options, options whose payout is based on specified metrics, and options cleared by a registered clearing agency other than the options clearing corporation

Self-regulatory organizations; Financial Industry Regulatory Authority, Inc. ; Notice of filing and immediate effectiveness of a proposed rule change to amend FINRA Rules To address Binary Options, Options whose payout is based on specified metrics, and Options Cleared by a Registered Clearing Agency other than the Options Clearing Corporation.

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Regulation & law · 10/29/2026

Self-regulatory organizations; NYSE American LLC; Notice of filing and immediate effectiveness of a proposed rule change To modify the NYSE American Options Fee Schedule To Modify Pricing for Customer Best Execution (CUBE) Auctions

Self-regulatory organizations; NYSE American LLC; Notice of filing and immediate effectiveness of a proposed rule change To modify the NYSE American Options Fee Schedule to Modify Pricing for Customer Best Execution (CUBE) Auctions.

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