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Regulation & law · 31/10/20261 min read

Self-regulatory organizations; MIAX Sapphire, LLC; Notice of filing and immediate effectiveness of a proposed rule change To amend fees and rebates for professional customer orders for QCC and cQCC transactions and establish a tiered fee structure for away market maker facilitation of customer QFO or cQFO

Summary

Self-regulatory organizations; MIAX Sapphire, LLC; Notice of filing and immediate effectiveness of a proposed rule change to amend fees and rebates for professional customer orders for QCC and cQCC transactions and establish a tiered fee structure for facilitating away market maker clients' QFO or cQFO.

Original source language: Federal Register — SECOpen original release →

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Regulation & law · 10/30/2026

Self-regulatory organizations; Investors Exchange LLC; Notice of filing and immediate effectiveness of proposed rule change pursuant to IEX Rule 15.110 (a) and (c) To amend the fee schedule of the exchange in order to adopt transaction fees and routing fees

Self-regulatory organizations; Investors Exchange LLC; Notice of filing and immediate effectiveness of proposed rule change pursuant to IEX Rule 15. 110(a) and (c) To amend the fee schedule of the exchange to adopt transaction fees and routing fees.

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Regulation & law · 10/31/2026

Self-regulatory organisations; National Securities Clearing Corporation; Notice of filing and immediate effectiveness of a proposed rule change concerning the Automated Customer Account Transfer Service Account Transfer Process for Insurance and Retirement Products

Self-regulatory organizations; National Securities Clearing Corporation; Notice of filing and immediate effectiveness of a proposed rule change concerning the Automated Customer Account Transfer Service Account Transfer Process for Insurance and Retirement Products.

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Regulation & law · 10/31/2026

Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.23 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week

23 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week.

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Regulation & law · 10/31/2026

Self-regulatory organizations: Long-term Stock Exchange, Inc.; Notice of filing and immediate effectiveness of proposed rule change to amend Rule 11.280 Concerning the resumption of trading following a Level 3 Market-wide circuit breaker stop

Self-regulatory organizations: Long-term Stock Exchange, Inc. ; Notice of filing and immediate effectiveness of proposed rule change to amend Rule 11. 280 Concerning the resumption of trading following a Level 3 market-wide circuit breaker stop.

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