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监管与法律 · 2023/11/11 分钟阅读

Notice of the Text of the Amendment to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-Related Data Collection

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摘要

The Securities and Exchange Commission ("Commission") is publishing notice of the text of the adopted amendment to the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan") in connection with the Commission's issuance of Release No. 34- 98738, "Short Position and Short Activity Reporting by Institutional Investment Managers" ("Adopting Release"), published elsewhere in this issue of the Federal Register.

来源原始语言: Federal Register — All Documents打开原始公告 →

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