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Réglementation et droit · 01/11/20231 min de lecture
Notice of the Text of the Amendment to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-Related Data Collection
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Résumé
The Securities and Exchange Commission ("Commission") is publishing notice of the text of the adopted amendment to the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan") in connection with the Commission's issuance of Release No. 34- 98738, "Short Position and Short Activity Reporting by Institutional Investment Managers" ("Adopting Release"), published elsewhere in this issue of the Federal Register.
Langue originale de la source: Federal Register — All DocumentsOuvrir le communiqué original →