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Regulação e direito · 01/11/20231 min de leitura
Notice of the Text of the Amendment to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-Related Data Collection
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Resumo
The Securities and Exchange Commission ("Commission") is publishing notice of the text of the adopted amendment to the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan") in connection with the Commission's issuance of Release No. 34- 98738, "Short Position and Short Activity Reporting by Institutional Investment Managers" ("Adopting Release"), published elsewhere in this issue of the Federal Register.
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