시장 규제 · 2013. 4. 8.1 분 읽기
Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees
로컬 자동 번역 · 원본 출처 언어
요약
The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its regulations (Proposal) to clarify certain responsibilities of a swap dealer (SD) or major swap participant (MSP) regarding its employees who solicit, accept or effect swaps in a clerical or ministerial capacity.