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市场监管 · 2013/4/81 分钟阅读
Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees
本地自动翻译 · 来源原始语言
摘要
The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its regulations (Proposal) to clarify certain responsibilities of a swap dealer (SD) or major swap participant (MSP) regarding its employees who solicit, accept or effect swaps in a clerical or ministerial capacity.
来源原始语言: Federal Register — CFTC打开原始公告 →