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규제 및 법률 · 1998. 11. 12.1 분 읽기

Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934

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요약

The Securities and Exchange Commission is extending the comment period for a release reproposing books and records requirements for broker-dealers under the Securities Exchange Act of 1934 (Release No. 34-40518) which was published in the Federal Register on October 9, 1998 (63 FR 54404). The comment period for Release No. 34-40518, is being extended to December 9, 1998.

원본 출처 언어: Federal Register — All Documents원문 발표 열기 →