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Regulação e direito · 12/11/19981 min de leitura
Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934
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Resumo
The Securities and Exchange Commission is extending the comment period for a release reproposing books and records requirements for broker-dealers under the Securities Exchange Act of 1934 (Release No. 34-40518) which was published in the Federal Register on October 9, 1998 (63 FR 54404). The comment period for Release No. 34-40518, is being extended to December 9, 1998.
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