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Regulation & law · 04/11/20261 min read

Self-regulatory organizations; National Securities Clearing Corporation; Notice of filing and immediate effectiveness of a proposed rule change to enhance automated reliability checks for the submission of ETF creation and exemption transactions

Summary

Self-regulatory organizations; National Securities Clearing Corporation; Notice of filing and immediate effectiveness of a proposed rule change to enhance automated reliability checks for the submission of ETF creation and exemption transactions.

Original source language: Federal Register — SECOpen original release →

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Regulation & law · 10/31/2026

Self-regulatory organisations; National Securities Clearing Corporation; Notice of filing and immediate effectiveness of a proposed rule change concerning the Automated Customer Account Transfer Service Account Transfer Process for Insurance and Retirement Products

Self-regulatory organizations; National Securities Clearing Corporation; Notice of filing and immediate effectiveness of a proposed rule change concerning the Automated Customer Account Transfer Service Account Transfer Process for Insurance and Retirement Products.

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Regulation & law · 10/31/2026

Self-regulatory organizations; MIAX Sapphire, LLC; Notice of filing and immediate effectiveness of a proposed rule change To amend fees and rebates for professional customer orders for QCC and cQCC transactions and establish a tiered fee structure for away market maker facilitation of customer QFO or cQFO

Self-regulatory organizations; MIAX Sapphire, LLC; Notice of filing and immediate effectiveness of a proposed rule change to amend fees and rebates for professional customer orders for QCC and cQCC transactions and establish a tiered fee structure for facilitating away market maker clients' QFO or cQFO.

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Regulation & law · 11/4/2026

Self-regulatory organizations; Nasdaq PHLX LLC; Notice of filing and immediate effectiveness of a proposed rule change to amend the exchange's transaction fees at equity 7, section 3, To delete outdated references to the CORE FIX Order Entry Protocol

Self-regulatory organizations; Nasdaq PHLX LLC; Notice of filing and immediate effectiveness of a proposed rule change To amend the exchange's transaction fees at equity 7, section 3, to delete outdated references to the CORE FIX Order Entry Protocol.

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Regulation & law · 11/4/2026

Self-regulatory organizations; Cboe Exchange, Inc.; Notice of filing and immediate effectiveness of a proposed rule change to introduce improvements to the Missed Liquidity Report offered as part of the Cboe Timestamping service

Self-regulatory organizations; Cboe Exchange, Inc.; Notice of filing and immediate effectiveness of a proposed rule change to introduce improvements to the Missed Liquidity Report offered as part of the Cboe Timestamping Service.

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