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Regulation & law · 31/10/20261 min read

Self-regulatory organisations; National Securities Clearing Corporation; Notice of filing and immediate effectiveness of a proposed rule change concerning the Automated Customer Account Transfer Service Account Transfer Process for Insurance and Retirement Products

Summary

Self-regulatory organizations; National Securities Clearing Corporation; Notice of filing and immediate effectiveness of a proposed rule change concerning the Automated Customer Account Transfer Service Account Transfer Process for Insurance and Retirement Products.

Original source language: Federal Register — SECOpen original release →

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Regulation & law · 10/29/2026

Self-regulatory organizations; Financial Industry Regulatory Authority, Inc.; Notice of filing and immediate effectiveness of a proposed rule change to amend FINRA Rules To address binary options, options whose payout is based on specified metrics, and options cleared by a registered clearing agency other than the options clearing corporation

Self-regulatory organizations; Financial Industry Regulatory Authority, Inc. ; Notice of filing and immediate effectiveness of a proposed rule change to amend FINRA Rules To address Binary Options, Options whose payout is based on specified metrics, and Options Cleared by a Registered Clearing Agency other than the Options Clearing Corporation.

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Regulation & law · 10/31/2026

Self-Regulatory Organizations; MX2 LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.23 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week

23 Concerning the Resumption of Trading Following a Level 3 Market-Wide Circuit Breaker Halt in Connection With the Industry's Expansion of Trading Hours to 23 Hours per Day, 5 Days per Week.

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Regulation & law · 10/31/2026

Self-regulatory organizations; MIAX Sapphire, LLC; Notice of filing and immediate effectiveness of a proposed rule change To amend fees and rebates for professional customer orders for QCC and cQCC transactions and establish a tiered fee structure for away market maker facilitation of customer QFO or cQFO

Self-regulatory organizations; MIAX Sapphire, LLC; Notice of filing and immediate effectiveness of a proposed rule change to amend fees and rebates for professional customer orders for QCC and cQCC transactions and establish a tiered fee structure for facilitating away market maker clients' QFO or cQFO.

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Regulation & law · 10/31/2026

Self-regulatory organizations: Long-term Stock Exchange, Inc.; Notice of filing and immediate effectiveness of proposed rule change to amend Rule 11.280 Concerning the resumption of trading following a Level 3 Market-wide circuit breaker stop

Self-regulatory organizations: Long-term Stock Exchange, Inc. ; Notice of filing and immediate effectiveness of proposed rule change to amend Rule 11. 280 Concerning the resumption of trading following a Level 3 market-wide circuit breaker stop.

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Regulation & law · 10/29/2026

Self-regulatory organizations; NYSE American LLC; Notice of filing and immediate effectiveness of a proposed rule change To modify the NYSE American Options Fee Schedule To Modify Pricing for Customer Best Execution (CUBE) Auctions

Self-regulatory organizations; NYSE American LLC; Notice of filing and immediate effectiveness of a proposed rule change To modify the NYSE American Options Fee Schedule to Modify Pricing for Customer Best Execution (CUBE) Auctions.

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