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市场监管 · 2022/5/251 分钟阅读

Agency Information Collection Activities: Notice of Intent To Extend Collection 3038-0078: Conflicts of Interest Policies and Procedures by Futures Commission Merchants and Introducing Brokers

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摘要

The Commodity Futures Trading Commission ("Commission") is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act ("PRA"), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information, including each proposed extension of an existing collection of information, and to allow 60 days for public comment. This notice solicits comments on the collections of information mandated by a Commission regulation dealing with conflicts of interest policies and procedures by futures commission merchants and introducing brokers.

来源原始语言: Federal Register — CFTC打开原始公告 →

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