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市场监管 · 1994/2/81 分钟阅读
Registration of Floor Traders; Mandatory Ethics Training for Registrants; Suspension of Registrants Charged With Felonies
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摘要
This document contains corrections to the final rules which were published Thursday, April 15, 1993 (58 FR 19575). The rules implemented requirements mandated by the Futures Trading Practices Act of 1992 and imposed requirements for registration of floor traders and ethics training for registrants.
来源原始语言: Federal Register — CFTC打开原始公告 →