Marktregulering · 8-2-19941 min lezen
Registration of Floor Traders; Mandatory Ethics Training for Registrants; Suspension of Registrants Charged With Felonies
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Samenvatting
This document contains corrections to the final rules which were published Thursday, April 15, 1993 (58 FR 19575). The rules implemented requirements mandated by the Futures Trading Practices Act of 1992 and imposed requirements for registration of floor traders and ethics training for registrants.