Review by the National Futures Association of Annual Financial Reports Required To Be Filed by Commodity Pool Operators

摘要

The Commodity Futures Trading Commission (the "Commission") is authorizing the National Futures Association ("NFA") to conduct reviews of annual financial reports filed with the Commission by commodity pool operators ("CPOs"), as required by Commission Rules 4.22(c) and 4.7(b)(3), and to grant and deny certain requests for extensions of time to file such reports. In addition, the Commission is authorizing NFA to maintain and to serve as the official custodian of Commission records required by Rules 4.22 and 4.7(b)(3).