Régulation des marchés · 18/12/20021 min de lecture
Review by the National Futures Association of Annual Financial Reports Required To Be Filed by Commodity Pool Operators
Traduction automatique locale · Langue originale de la source
Résumé
The Commodity Futures Trading Commission (the "Commission") is authorizing the National Futures Association ("NFA") to conduct reviews of annual financial reports filed with the Commission by commodity pool operators ("CPOs"), as required by Commission Rules 4.22(c) and 4.7(b)(3), and to grant and deny certain requests for extensions of time to file such reports. In addition, the Commission is authorizing NFA to maintain and to serve as the official custodian of Commission records required by Rules 4.22 and 4.7(b)(3).