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市场监管 · 1994/10/141 分钟阅读
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to Receipt of Differential Compensation in Connection With Limited Partnership Rollup Transactions Under Article III, Section 34 of the Rules of Fair Practice
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摘要
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to Receipt of Differential Compensation in Connection With Limited Partnership Rollup Transactions Under Article III, Section 34 of the Rules of Fair Practice
来源原始语言: Federal Register — SEC打开原始公告 →