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Régulation des marchés · 14/10/19941 min de lecture
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to Receipt of Differential Compensation in Connection With Limited Partnership Rollup Transactions Under Article III, Section 34 of the Rules of Fair Practice
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Résumé
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change Relating to Receipt of Differential Compensation in Connection With Limited Partnership Rollup Transactions Under Article III, Section 34 of the Rules of Fair Practice
Langue originale de la source: Federal Register — SECOuvrir le communiqué original →