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Regulação de mercados · 01/08/20131 min de leitura
Delegation of Authority to Director of the Division of Enforcement
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Resumo
The Securities and Exchange Commission ("Commission") is amending its rules to delegate to the Director of the Division of Enforcement the authority to appoint distribution fund administrators in enforcement administrative proceedings from a Commission-approved pool of administrators, and to set the amount of, or waive for good cause shown, the administrator's bond required by Rule 1105(c) of the Commission's rules on Fair Fund and Disgorgement Plans.
Idioma original da fonte: Federal Register — SECAbrir o comunicado original →