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Régulation des marchés · 01/08/20131 min de lecture
Delegation of Authority to Director of the Division of Enforcement
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Résumé
The Securities and Exchange Commission ("Commission") is amending its rules to delegate to the Director of the Division of Enforcement the authority to appoint distribution fund administrators in enforcement administrative proceedings from a Commission-approved pool of administrators, and to set the amount of, or waive for good cause shown, the administrator's bond required by Rule 1105(c) of the Commission's rules on Fair Fund and Disgorgement Plans.
Langue originale de la source: Federal Register — SECOuvrir le communiqué original →