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시장 규제 · 1994. 1. 20.1 분 읽기

Disclosure by Investment Advisers Regarding Wrap Fee Programs

로컬 자동 번역 · 원본 출처 언어

요약

The Commission is proposing for comment rule and form amendments that would specify the information that registered investment advisers that are sponsors of ``wrap fee'' programs would be required to provide to prospective clients in those programs. The amendments are intended to provide prospective wrap fee program clients with important information regarding the cost of the programs and the services provided.

원본 출처 언어: Federal Register — SEC원문 발표 열기 →