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시장 규제 · 2012. 12. 26.1 분 읽기

Yorkville ETF Trust and Yorkville ETF Advisors, LLC; Notice of Application

로컬 자동 번역 · 원본 출처 언어

요약

Summary of Application: Applicants request an Order that would permit (a) series of certain open-end management investment companies to issue shares ("Shares") redeemable in large aggregations only ("Creation Units"); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days after the tender of Creation Units for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares.\1\ ---------------------------------------------------------------------------

원본 출처 언어: Federal Register — SEC원문 발표 열기 →