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Régulation des marchés · 11/02/20211 min de lecture
Swap Execution Facilities
Traduction automatique locale · Langue originale de la source
Résumé
The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting final rules ("Final Rules") addressing operational issues facing swap execution facilities ("SEF") and their market participants in connection with the Commission's regulatory requirements for a SEF's audit trail data, financial resources, and chief compliance officer ("CCO").
Langue originale de la source: Federal Register — CFTCOuvrir le communiqué original →