Regulación de mercados · 11/2/20211 min de lectura
Swap Execution Facilities
Traducción automática local · Idioma original de la fuente
Resumen
The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting final rules ("Final Rules") addressing operational issues facing swap execution facilities ("SEF") and their market participants in connection with the Commission's regulatory requirements for a SEF's audit trail data, financial resources, and chief compliance officer ("CCO").