Regulation & law · 10/11/20261 min read
SEC Announces Enforcement Annual Results for Fiscal Year 2026
Summary
The Securities and Exchange Commission today provided its enforcement results for the past fiscal year which ended September 30.
Regulation & law · 10/11/20261 min read
Summary
The Securities and Exchange Commission today provided its enforcement results for the past fiscal year which ended September 30.
Explore insights
Business insights →Related business signals
6Regulation & law · 11/6/2026
The Securities and Exchange Commission (the "Commission" or the "SEC") is amending the definitions of "small business" and "small organization" (collectively, "small entities") used in connection with...
Read summary →Regulation & law · 11/10/2026
The Drug Enforcement Administration (DEA) proposes to establish the 2027 aggregate production quotas for controlled substances in schedules I and II of the Controlled Substances Act (CSA) and the assessment of…
Read summary →Regulation & law · 11/10/2026
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 11.25 To Introduce an Optional, Contingent Instruction Applicable to Periodic Auction Only Orders, Introduce a Time-in-Force of Auction or Cancel, and Make Conforming Changes to Its Periodic Auction Processing Behavior To Support the Proposed Contingent Instruction.
Read summary →Regulation & law · 11/10/2026
Order Cancelling Registrations of Certain Municipal Advisors Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934.
Read summary →Regulation & law · 11/10/2026
The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency.
Read summary →Regulation & law · 11/8/2026
Order Under Section 36 of the Securities Exchange Act of 1934 (the “Exchange Act”) Granting Conditional Exemptive Relief From Section 15(c)(3) of and Rule 15c3-3a, Note H Under the Exchange Act Relating to Certain Centrally Cleared U.S. Treasury Transactions.
Read summary →