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市场监管 · 2012/2/241 分钟阅读
Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators
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摘要
The Commodity Futures Trading Commission is proposing amendments to its regulations regarding requirements applicable to investment companies registered under the Investment Company Act of 1940 ("registered investment companies") whose advisors will be subject to registration as commodity pool operators due to changes that the Commission is adopting.
来源原始语言: Federal Register — CFTC打开原始公告 →