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市场监管 · 2013/10/281 分钟阅读
Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees
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摘要
The Commodity Futures Trading Commission is adopting an amendment to its regulations to clarify certain responsibilities of a swap dealer or major swap participant regarding its employees who solicit, accept or effect swaps in a clerical or ministerial capacity.
来源原始语言: Federal Register — CFTC打开原始公告 →