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市场监管 · 2014/12/241 分钟阅读
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342-Equities To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110-Equities Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations
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摘要
Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 342-Equities To Remove the Three Years' Experience Requirement for Supervisory Personnel and To Add Supplementary Material to Rule 3110-Equities Stating That Supervisors Must Reasonably Discharge Their Supervisory Duties and Obligations
来源原始语言: Federal Register — SEC打开原始公告 →