Cross-Trades of Securities by Investment Managers

摘要

This document announces that the Department has under consideration certain applications for exemptions relating to cross- trades of securities by investment managers with respect to any account, portfolio or fund holding ``plan assets'' 1 subject to the fiduciary responsibility provisions of Part 4 of Title I of the Employee Retirement Income Security Act of 1974, as amended (ERISA). The Department requests information to assist it in determining upon what standards and safeguards exemptive relief should be conditioned. ---------------------------------------------------------------------------