市场监管 · 1994/7/71 分钟阅读
Capital Requirements for Brokers or Dealers Under the Securities Exchange Act of 1934
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摘要
The Commission is extending the comment period from May 16, 1994 to September 16, 1994 for Securities Exchange Act Release No. 33761 (Mar. 15, 1994) (59 FR 13275), which solicited comment on amendments to the net capital rule, Rule 15c3-1 under the Securities Exchange Act of 1934, relating to capital charges for listed options and related positions.