市场监管 · 2008/4/231 分钟阅读
Proposal To Exempt the Trading and Clearing of Certain Products Related to streetTRACKS® Gold Trust Shares
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摘要
The Commodity Futures Trading Commission ("CFTC" or the "Commission") is proposing to exempt the trading and clearing of products called options on streetTRACKS[supreg] Gold Trust Shares ("ST Gold Options"), proposed to be traded on a national securities exchange, and cleared through the Options Clearing Corporation ("OCC"), from the provisions of the Commodity Exchange Act ("CEA") \1\ and the regulations thereunder to the extent necessary to permit them to be so traded and cleared. Authority for this exemption is found in Section 4(c) of the CEA.\2\ ---------------------------------------------------------------------------