Regulação de mercados · 07/08/20151 min de leitura
Agency Information Collection Activities: Notice of Intent To Renew Collection 3038-0096, Swap Data Recordkeeping and Reporting Requirements
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Resumo
The Commodity Futures Trading Commission ("CFTC" or "Commission") is announcing an opportunity for public comment on the proposed collection of certain information by the agency. Under the Paperwork Reduction Act ("PRA"), Federal agencies are required to publish notice in the Federal Register concerning each proposed collection of information and to allow 60 days for public comment. This notice solicits comments on the swap data recordkeeping and reporting requirements codified in 17 CFR part 45. This part imposes recordkeeping and reporting requirements on the following entities: Swap Data Repositories ("SDRs"), Swap Execution Facilities ("SEFs"), Designated Contract Markets ("DCMs"), Derivatives Clearing Organizations ("DCOs"), Swap Dealers ("SDs"), Major Swap Participants ("MSPs)", and swap counterparties that are neither swap dealers nor major swap participants ("non-SD/MSP counterparties").