Esta tradução está a ser preparada. Entretanto, mostramos temporariamente a versão original em inglês.
Regulação e direito · 14/09/20161 min de leitura
Advisors Series Trust and Orinda Asset Management, LLC; Notice of Intention To Rescind an Order
Tradução automática local · Idioma original da fonte
Resumo
At the request of Advisors Series Trust ("AST") and Orinda Asset Management, LLC ("Orinda," and together, the "Applicants"), the Commission intends to rescind an order previously issued to Applicants under section 6(c) of the Act that granted an exemption from section 15(a) of the Act and rule 18f-2 under the Act, as well as from certain disclosure requirements.\1\ ---------------------------------------------------------------------------
Idioma original da fonte: Federal Register — All DocumentsAbrir o comunicado original →