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Regulação e direito · 21/11/19971 min de leitura
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 to the Proposed Rule Change, Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 to the Proposed Rule Change, and Order Extending Temporary Approval of SR-NASD-96-20 and SR-NASD-96- 29, Regarding Proposed Changes in the By-Laws and Restated Certificates of Incorporation of the NASD, NASD Regulation, Inc., The Nasdaq Stock Market, Inc.,
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Resumo
Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 to the Proposed Rule Change, Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 to the Proposed Rule Change, and Order Extending Temporary Approval of SR-NASD-96-20 and SR-NASD-96- 29, Regarding Proposed Changes in the By-Laws and Restated Certificates of Incorporation of the NASD, NASD Regulation, Inc., The Nasdaq Stock Market, Inc., and the Plan of Allocation and Delegation of Functions by the NASD to Subsidiaries
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