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Regulação de mercados · 18/11/20041 min de leitura
Fees for Reviews of the Rule Enforcement Programs of Contract Markets and Registered Futures Association
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Resumo
The Commission charges fees to designated contract markets and the National Futures Association (NFA) to recover the costs incurred by the Commission in the operation of a program which provides a service to these entities. The fees are charged for the Commission's conduct of its program of oversight of self-regulatory rule enforcement programs (17 CFR part 1 Appendix B) (NFA and the contract markets are referred to as SROs).
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