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Marktregulering · 30-8-19951 min lezen

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to a Statement of Policy To Establish Internal NASD Procedures Delegating to the NASD Staff and the Fixed Income Committee Authority To Review Requests by Members for Exemptions From Rule G-37(b) of the Municipal Securities Rulemaking Board

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Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to a Statement of Policy To Establish Internal NASD Procedures Delegating to the NASD Staff and the Fixed Income Committee Authority To Review Requests by Members for Exemptions From Rule G-37(b) of the Municipal Securities Rulemaking Board

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