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Marktregulering · 16-5-19941 min lezen

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Interpretation to Rule 345 Establishing a New Category of Limited Registration for Floor Clerks of Members and the Content Outline for the Examination Module for Floor Clerks of Members Engaged in Public Business With Professional Customers (Series 7B)

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Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Interpretation to Rule 345 Establishing a New Category of Limited Registration for Floor Clerks of Members and the Content Outline for the Examination Module for Floor Clerks of Members Engaged in Public Business With Professional Customers (Series 7B)

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