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시장 규제 · 2026. 3. 19.1 분 읽기

Publication or Submission of Quotations Without Specified Information

로컬 자동 번역 · 원본 출처 언어

요약

The Securities and Exchange Commission ("Commission") is proposing amendments to revise a rule that governs certain information gathering and review requirements that brokers and dealers must satisfy before initiating (or resuming) any quotation for a security in a quotation medium other than a national securities exchange. The proposed amendments would revise the rule to refer to only equity securities.

원본 출처 언어: Federal Register — SEC원문 발표 열기 →