この記事の翻訳を準備しています。それまでの間、英語の原文を表示します。
市場規制 · 2024/2/291 分で読めます
Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer in Connection With Certain Liquidity Providers
ローカル自動翻訳 · 情報源の原言語
概要
The Securities and Exchange Commission ("SEC" or "Commission") is adopting new rules to further define the phrase "as a part of a regular business" as used in the statutory definitions of "dealer" and "government securities dealer" under sections 3(a)(5) and 3(a)(44), respectively, of the Securities Exchange Act of 1934 ("Exchange Act").
情報源の原言語: Federal Register — SEC原文の発表を開く →