この記事の翻訳を準備しています。それまでの間、英語の原文を表示します。
市場規制 · 2023/7/181 分で読めます
Daily Computation of Customer and Broker-Dealer Reserve Requirements Under the Broker-Dealer Customer Protection Rule
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概要
The Securities and Exchange Commission ("Commission") proposes to amend the broker-dealer customer protection rule to require certain broker-dealers to perform their customer and broker-dealer reserve computations and make any required deposits into their reserve bank accounts daily rather than weekly. The Commission also is seeking comment on whether similar daily reserve computation requirements should apply to broker-dealers and security-based swap dealers with respect to their security-based swap customers.
情報源の原言語: Federal Register — SEC原文の発表を開く →