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市場規制 · 2013/10/21 分で読めます

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program for Certain Clearly Erroneous Executions Under Rule 7.10 and Removing References to Individual Security Trading Pauses Contained in Rule 7.10(c)(4)

ローカル自動翻訳 · 情報源の原言語

概要

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Program for Certain Clearly Erroneous Executions Under Rule 7.10 and Removing References to Individual Security Trading Pauses Contained in Rule 7.10(c)(4)

情報源の原言語: Federal Register — SEC原文の発表を開く →

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市場規制 · 2026/7/17

Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants

The Commodity Futures Trading Commission ("Commission") is amending the margin requirements for uncleared swaps applicable to swap dealers and major swap participants that are not subject to the margin rules of a prudential regulator. The amendment revises the definition of "margin affiliate" in the Commission's regulations to provide that certain collective investment vehicles ("investment funds" or "funds") that receive start-up capital from a sponsor entity ("seeded funds") would be deemed not to have any margin affiliates or to constitute margin affiliates of another entity for the purposes of calculating certain thresholds that trigger the requirement to exchange initial margin for uncleared swaps ("Seeded Funds Amendment"). The Seeded Funds Amendment relieves swap dealers and major swap participants subject to the Commission's uncleared swaps margin rules from the requirement to post and collect initial margin with certain eligible seeded funds for a period of up to three years from the date on which the eligible seeded fund's asset manager begins making investments on behalf of the fund ("trading inception date"). The Commission is also eliminating a provision disqualifying

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市場規制 · 2026/6/24

Swapと Security Based Swapのさらなる定義及び代替適合に関する共同コメント要請

商品・期貨取引委員会 (CFTC) と証券・取引委員会 ("SEC") (共同で"委員会は") は,SECとCFTCの両方の規制利益を伴う革新的な製品に関してより明確な規制ラインを描く可能性に関する公開コメントを要請する.また,委員会は代替的な適合性を可能にする潜在的なアプローチについて公衆の意見を求めます

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